Broker Check

Strategic Relationships

As an independent Wealth Management Firm, we are able to provide you with custom financial advice and a set of best-fit, investment solutions designed to help you achieve your goals. We are not obligated to promote any particular products, proprietary offerings or make referrals for other services. That means you can feel confident knowing that the recommendations we provide to you are based on your unique needs.

However, independence doesn’t mean that we are alone. In fact, there’s a highly symbiotic relationship operating quietly, efficiently and seamlessly in the background that makes certain we can provide for all your financial needs — now and in the future.

Client Centered

Custody of your assets will be maintained with Fidelity Clearing & Custody Solutions® (FCCS). FCCS provides a comprehensive clearing and custody platform, brokerage services, trading capabilities, and practice management and consulting to registered investment advisors (RIAs), including strategic acquirers and professional asset managers, as well as retirement record keepers, broker-dealer firms, banks, and insurance companies through National Financial Services LLC (NFS) or Fidelity Brokerage Services LLC, Members NYSE, SIPC. In addition to providing services to third-party institutions, the NFS brokerage platform supports all the clearing and custody businesses at Fidelity, including Fidelity’s retail and capital markets businesses, bringing NFS assets under administration to more than $4 trillion as of October 31, 2019. 

Fidelity Investments and Fidelity Clearing & Custody Solutions® (together "Fidelity") is an independent company.  Fidelity is a service provider to Rivergrass Wealth Management ("RWM").  There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity, nor is such a relationship created or implied by the information herein.  Fidelity has not been involved with the preparation of the content supplied by RWM and does not guarantee, or assume any responsibility for its content.  Fidelity is a registered service mark of FMR LLC.  Fidelity Clearing & Custody Solutions® provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC.

Client Centered

Kestra Financial provides the necessary technology platforms, infrastructure and compliance support that independent financial advisors need to facilitate investments, transactions and processing on behalf of their clients. That relationship provides me with daily access to top subject-matter experts and service providers across a wide range of financial products and services,

Kestra is comprised of two affiliates: Kestra Advisory Services, A registered Investment Advisor (RIA), and Kestra Investment Services, A Broker-Dealer. An RIA is responsible for providing investment advice and acting as a Fiduciary in financial matters. A Broker-Dealer supports Independent Financial Advisors by facilitating trades according to a client's instructions.